Karen Aavik
VP/Deputy Compliance Officer
M&T Bank

Stephen Bard
SVP/Compliance Advertising Review
Wells Fargo Advisors

Jeffrey Blumberg
Partner
Drinker Biddle & Reath LLP

Anne Buckley
General Counsel & Chief Compliance Officer
Wainwright Investment Counsel

Holly Butson
Chief Compliance Officer
DundeeWealth US. LP

Michael Caccese
Partner
K&L Gates LLP

Bill Cavell
Executive Consultant, IA Svcs.
National Regulatory Services

Richard Cortese
VP/Education Services
National Regulatory Services

Marianne Czernin
EVP/ Dir. Broker-Dealer Svcs.
National Regulatory Services

Aaron DeAngelis
Chief Compliance Officer
Spring Mountain Capital

Denise Voigt Crawford
President
NASAA

Patricia Flynn
Chief Compliance Officer
INTECH

John Gebauer
Managing Director
National Regulatory Services

Gene Gohlke
Associate Director (OCIE)
US Securities and Exchange Commission

Mark Happe
Acting President / CCO
MMC Securities

Ivan Harris
Partner
Morgan Lewis

Judy Hasenauer
Principal
Blazzard, Grodd & Hasenauer

Lori Hoch
Principal/COO
Cortina Asset Management, LLC

Elizabeth Knoblock
Partner
Meyer Brown, LLP

Richard Marshall
Partner
Ropes & Gray LLP

Bill Meck
Founder and Managing Partner
Meck Compliance Consulting

John McGuire
Partner
Morgan Lewis

Nancy Morris
EVP & Chief U.S Regulatory
Allianz Global Investors

Lou Moschetta
SVP/ Deputy Director of Compliance
Wells Fargo Advisors

Ann Oglanian
President and CEO
ReGroup, LLC

Margaret Paradis
Partner
Baker & McKenzie

David Pickle
Partner
K&L Gates LLP

Robert Plaze
Associate Director for Regulation
Division of Investment Management
US Securities and Exchange Commission

Brian Rubin
Partner
Sutherland

Daniel Sibears
EVP/Member Regulation Programs
FINRA

Jay Shechter
VP/AML Compliance Officer
Pershing Advisor Solutions LLC

Larry Stadulis
Partner
Stradley Ronon

Kurt Wachholz
Chief Compliance Officer
Wellspring Wealth Management

Judy Werner
Chief Compliance Officer
Gardner Lewis Asset Management

John Walsh
Associate Dir. / Chief Counsel
Office of Compliance Inspections and Examinations
US Securities and Exchange Commission

Deborah Well
Director of E-Business
Harbor Capital Advisors, Inc.

Susan Moore Wester
Chief Compliance Officer
Hansberger Global Investors